Self Assessment Questionnaires

Controls and policy self-assessment questionnaires are designed to help departments determine if they are in compliance with best internal control practices and NAU policies.  The optimal answer to each statement in the questionnaire is “yes” and indicates compliance with best practices and policies.  “No” responses may indicate an opportunity to improve processes.  These documents are not intended to be 100% comprehensive over policies and best practices.  They will give you a good indication if improvements should be made.

If you need assistance in changing your business processes, please contact the Financial Controls Analysis and Reporting department or the resources that are outlined in the questionnaire.

Please submit these forms via email to Brooks Degomez.

Cash and Check Handling
Departmental Purchasing Document (PD)
Gifts, Grants and Contracts
Journal Entries
Payroll
PCard
Property Administration
Purchasing
Receivables
Travel

Cash and Check Handling Resources

Deposit Transport log
Sample Cash and Check Handling guide
Sample Mail log
Sample Reconciliation